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remarked, closely akin to mere absentmindedness. To realise this
more fully, it need only be noted that a comic character is
generally comic in proportion to his ignorance of himself. The comic
person is unconscious. As though wearing the ring of Gyges with
reverse effect, he becomes invisible to himself while remaining
visible to all the world. A character in a tragedy will make no
change in his conduct because he will know how it is judged by us;
he may continue therein, even though fully conscious of what he is
and feeling keenly the horror he inspires in us. But a defect that
is ridiculous, as soon as it feels itself to be so, endeavours to
modify itself, or at least to appear as though it did. Were Harpagon
to see us laugh at his miserliness, I do not say that he would get
rid of it, but he would either show it less or show it differently.
Indeed, it is in this sense only that laughter “corrects men’s
manners.” It makes us at once endeavour to appear what we ought to
be, what some day we shall perhaps end in being.
It is unnecessary to carry this analysis any further. From the
runner who falls to the simpleton who is hoaxed, from a state of
being hoaxed to one of absentmindedness, from absentmindedness to
wild enthusiasm, from wild enthusiasm to various distortions of
character and will, we have followed the line of progress along
which the comic becomes more and more deeply imbedded in the person,
yet without ceasing, in its subtler manifestations, to recall to us
some trace of what we noticed in its grosser forms, an effect of
automatism and of inelasticity. Now we can obtain a first glimpse—a
distant one, it is true, and still hazy and confused—of the
laughable side of human nature and of the ordinary function of
laughter.
What life and society require of each of us is a constantly alert
attention that discerns the outlines of the present situation,
together with a certain elasticity of mind and body to enable us to
adapt ourselves in consequence. TENSION and ELASTICITY are two
forces, mutually complementary, which life brings into play. If
these two forces are lacking in the body to any considerable extent,
we have sickness and infirmity and accidents of every kind. If they
are lacking in the mind, we find every degree of mental deficiency,
every variety of insanity. Finally, if they are lacking in the
character, we have cases of the gravest inadaptability to social
life, which are the sources of misery and at times the causes of
crime. Once these elements of inferiority that affect the serious
side of existence are removed—and they tend to eliminate themselves
in what has been called the struggle for life—the person can live,
and that in common with other persons. But society asks for
something more; it is not satisfied with simply living, it insists
on living well. What it now has to dread is that each one of us,
content with paying attention to what affects the essentials of
life, will, so far as the rest is concerned, give way to the easy
automatism of acquired habits. Another thing it must fear is that
the members of whom it is made up, instead of aiming after an
increasingly delicate adjustment of wills which will fit more and
more perfectly into one another, will confine themselves to
respecting simply the fundamental conditions of this adjustment: a
cut-and-dried agreement among the persons will not satisfy it, it
insists on a constant striving after reciprocal adaptation. Society
will therefore be suspicious of all INELASTICITY of character, of
mind and even of body, because it is the possible sign of a
slumbering activity as well as of an activity with separatist
tendencies, that inclines to swerve from the common centre round
which society gravitates: in short, because it is the sign of an
eccentricity. And yet, society cannot intervene at this stage by
material repression, since it is not affected in a material fashion.
It is confronted with something that makes it uneasy, but only as a
symptom—scarcely a threat, at the very most a gesture. A gesture,
therefore, will be its reply. Laughter must be something of this
kind, a sort of SOCIAL GESTURE. By the fear which it inspires, it
restrains eccentricity, keeps constantly awake and in mutual contact
certain activities of a secondary order which might retire into
their shell and go to sleep, and, in short, softens down whatever
the surface of the social body may retain of mechanical
inelasticity. Laughter, then, does not belong to the province of
esthetics alone, since unconsciously (and even immorally in many
particular instances) it pursues a utilitarian aim of general
improvement. And yet there is something esthetic about it, since the
comic comes into being just when society and the individual, freed
from the worry of self-preservation, begin to regard themselves as
works of art. In a word, if a circle be drawn round those actions
and dispositions—implied in individual or social life—to which
their natural consequences bring their own penalties, there remains
outside this sphere of emotion and struggle—and within a neutral
zone in which man simply exposes himself to man’s curiosity—a
certain rigidity of body, mind and character, that society would
still like to get rid of in order to obtain from its members the
greatest possible degree of elasticity and sociability. This
rigidity is the comic, and laughter is its corrective.
Still, we must not accept this formula as a definition of the comic.
It is suitable only for cases that are elementary, theoretical and
perfect, in which the comic is free from all adulteration. Nor do we
offer it, either, as an explanation. We prefer to make it, if you
will, the leitmotiv which is to accompany all our explanations. We
must ever keep it in mind, though without dwelling on it too much,
somewhat as a skilful fencer must think of the discontinuous
movements of the lesson whilst his body is given up to the
continuity of the fencing-match. We will now endeavour to
reconstruct the sequence of comic forms, taking up again the thread
that leads from the horseplay of a clown up to the most refined
effects of comedy, following this thread in its often unforeseen
windings, halting at intervals to look around, and finally getting
back, if possible, to the point at which the thread is dangling and
where we shall perhaps find—since the comic oscillates between life
and art—the general relation that art bears to life.
IIILet us begin at the simplest point. What is a comic physiognomy?
Where does a ridiculous expression of the face come from? And what
is, in this case, the distinction between the comic and the ugly?
Thus stated, the question could scarcely be answered in any other
than an arbitrary fashion. Simple though it may appear, it is, even
now, too subtle to allow of a direct attack. We should have to begin
with a definition of ugliness, and then discover what addition the
comic makes to it; now, ugliness is not much easier to analyse than
is beauty. However, we will employ an artifice which will often
stand us in good stead. We will exaggerate the problem, so to speak,
by magnifying the effect to the point of making the cause visible.
Suppose, then, we intensify ugliness to the point of deformity, and
study the transition from the deformed to the ridiculous.
Now, certain deformities undoubtedly possess over others the sorry
privilege of causing some persons to laugh; some hunchbacks, for
instance, will excite laughter. Without at this point entering into
useless details, we will simply ask the reader to think of a number
of deformities, and then to divide them into two groups: on the one
hand, those which nature has directed towards the ridiculous; and on
the other, those which absolutely diverge from it. No doubt he will
hit upon the following law: A deformity that may become comic is a
deformity that a normally built person, could successfully imitate.
Is it not, then, the case that the hunchback suggests the appearance
of a person who holds himself badly? His back seems to have
contracted an ugly stoop. By a kind of physical obstinacy, by
rigidity, in a word, it persists in the habit it has contracted. Try
to see with your eyes alone. Avoid reflection, and above all, do not
reason. Abandon all your prepossessions; seek to recapture a fresh,
direct and primitive impression. The vision you will reacquire will
be one of this kind. You will have before you a man bent on
cultivating a certain rigid attitude—whose body, if one may use the
expression, is one vast grin.
Now, let us go back to the point we wished to clear up. By toning
down a deformity that is laughable, we ought to obtain an ugliness
that is comic. A laughable expression of the face, then, is one that
will make us think of something rigid and, so to speak, coagulated,
in the wonted mobility of the face. What we shall see will be an
ingrained twitching or a fixed grimace. It may be objected that
every habitual expression of the face, even when graceful and
beautiful, gives us this same impression of something stereotyped?
Here an important distinction must be drawn. When we speak of
expressive beauty or even expressive ugliness, when we say that a
face possesses expression, we mean expression that may be stable,
but which we conjecture to be mobile. It maintains, in the midst of
its fixity, a certain indecision in which are obscurely portrayed
all possible shades of the state of mind it expresses, just as the
sunny promise of a warm day manifests itself in the haze of a spring
morning. But a comic expression of the face is one that promises
nothing more than it gives. It is a unique and permanent grimace.
One would say that the person’s whole moral life has crystallised
into this particular cast of features. This is the reason why a face
is all the more comic, the more nearly it suggests to us the idea of
some simple mechanical action in which its personality would for
ever be absorbed. Some faces seem to be always engaged in weeping,
others in laughing or whistling, others, again, in eternally blowing
an imaginary trumpet, and these are the most comic faces of all.
Here again is exemplified the law according to which the more
natural the explanation of the cause, the more comic is the effect.
Automatism, inelasticity, habit that has been contracted and
maintained, are clearly the causes why a face makes us laugh. But
this effect gains in intensity when we are able to connect these
characteristics with some deep-seated cause, a certain fundamental
absentmindedness, as though the soul had allowed itself to be
fascinated and hypnotised by the materiality of a simple action.
We shall now understand the comic element in caricature. However
regular we may imagine a face to be, however harmonious its lines
and supple its movements, their adjustment is never altogether
perfect: there will always be discoverable the signs of some
impending bias, the vague suggestion of a possible grimace, in short
some favourite distortion towards which nature seems to be
particularly inclined. The art of the caricaturist consists in
detecting this, at times, imperceptible tendency, and in rendering
it visible to all eyes by magnifying it. He makes his models
grimace, as they would do themselves if they went to the end of
their tether. Beneath the skin-deep harmony of form, he divines the
deep-seated recalcitrance of matter. He realises disproportions and
deformations which must have existed in nature as mere inclinations,
but which have not succeeded in coming to a head, being held in
check by a higher force. His art, which has a
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