Lectures on Dramatic Art and Literature by August Wilhelm Schlegel (classic books to read TXT) 📖
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dignity of the heroic sceptre. Comedy, on the other hand, is the democracy of poetry, and is more inclined even to the confusion of anarchy than to any circumscription of the general liberty of its mental powers and purposes, and even of its separate thoughts, sallies, and allusions.
Whatever is dignified, noble, and grand in human nature, admits only of a serious and earnest representation; for whoever attempts to represent it, feels himself, as it were, in the presence of a superior being, and is consequently awed and restrained by it. The comic poet, therefore, must divest his characters of all such qualities; he must place himself without the sphere of them; nay, even deny altogether their existence, and form an ideal of human nature the direct opposite of that of the tragedians, namely, as the odious and base. But as the tragic ideal is not a collective model of all possible virtues, so neither does this converse ideality consist in an aggregation, nowhere to be found in real life, of all moral enormities and marks of degeneracy, but rather in a dependence on the animal part of human nature, in that want of freedom and independence, that want of coherence, those inconsistencies of the inward man, in which all folly and infatuation originate.
The earnest ideal consists of the unity and harmonious blending of the sensual man with the mental, such as may be most clearly recognised in Sculpture, where the perfection of form is merely a symbol of mental perfection and the loftiest moral ideas, and where the body is wholly pervaded by soul, and spiritualized even to a glorious transfiguration. The merry or ludicrous ideal, on the other hand, consists in the perfect harmony and unison of the higher part of our nature with the animal as the ruling principle. Reason and understanding are represented as the voluntary slaves of the senses. Hence we shall find that the very principle of Comedy necessarily occasioned that which in Aristophanes has given so much offence; namely, his frequent allusions to the base necessities of the body, the wanton pictures of animal desire, which, in spite of all the restraints imposed on it by morality and decency, is always breaking loose before one can be aware of it. If we reflect a moment, we shall find that even in the present day, on our own stage, the infallible and inexhaustible source of the ludicrous is the same ungovernable impulses of sensuality in collision with higher duties; or cowardice, childish vanity, loquacity, gulosity, laziness, &c. Hence, in the weakness of old age, amorousness is the more laughable, as it is plain that it is not mere animal instinct, but that reason has only served to extend the dominion of the senses beyond their proper limits. In drunkenness, too, the real man places himself, in some degree, in the condition of the comic ideal.
The fact that the Old Comedy introduced living characters on the stage, by name and with all circumstantiality, must not mislead us to infer that they actually did represent certain definite individuals. For such historical characters in the Old Comedy have always an allegorical signification, and represent a class; and as their features were caricatures in the masks, so, in like manner, were their characters in the representation. But still this constant allusion to a proximate reality, which not only allowed the poet, in the character of the chorus, to converse with the public in a general way, but also to point the finger at certain individual spectators, was essential to this species of poetry. As Tragedy delights in harmonious unity, Comedy flourishes in a chaotic exuberance; it seeks out the most motley contrasts, and the unceasing play of cross purposes. It works up, therefore, the most singular, unheard-of, and even impossible incidents, with allusions to the well-known and special circumstances of the immediate locality and time.
The comic poet, as well as the tragic, transports his characters into an ideal element: not, however, into a world subjected to necessity, but one where the caprice of inventive wit rules without check or restraint, and where all the laws of reality are suspended. He is at liberty, therefore, to invent an action as arbitrary and fantastic as possible; it may even be unconnected and unreal, if only it be calculated to place a circle of comic incidents and characters in the most glaring light. In this last respect, the work should, nay, must, have a leading aim, or it will otherwise be in want of keeping ; and in this view also the comedies of Aristophanes may be considered as perfectly systematical. But then, to preserve the comic inspiration, this aim must be made a matter of diversion, and be concealed beneath a medley of all sorts of out-of-the- way matters. Comedy at its first commencement, namely, under the hands of its Doric founder, Epicharmus, borrowed its materials chiefly from the mythical world. Even in its maturity, to judge from the titles of many lost plays of Aristophanes and his contemporaries, it does not seem to have renounced this choice altogether, as at a later period, in the interval between the old and new comedy, it returned, for particular reasons, with a natural predilection to mythology. But as the contrast between the matter and form is here in its proper place, and nothing can be more thoroughly opposite to the ludicrous form of exhibition than the most important and serious concerns of men, public life and the state naturally became the peculiar subject-matter of the Old Comedy. It is, therefore, altogether political; and private and family life, beyond which the new never soars, was only introduced occasionally and indirectly, in so far as it might have a reference to public life. The Chorus is therefore essential to it, as being in some sort a representation of the public: it must by no means be considered as a mere accidental property, to be accounted for by the local origin of the Old Comedy; we may assign its existence to a more substantial reason - its necessity for a complete parody of the tragic form. It contributes also to the expression of that festal gladness of which Comedy was the most unrestrained effusion, for in all the national and religious festivals of the Greeks, choral songs, accompanied by dancing, were performed. The comic chorus transforms itself occasionally into such an expression of public joy, as, for instance, when the women who celebrate the Thesmophoriae in the piece that bears that name, in the midst of the most amusing drolleries, begin to chant their melodious hymn, just as in a real festival, in honour of the presiding gods. At these times we meet with such a display of sublime lyric poetry, that the passages may be transplanted into tragedy without any change or alteration whatever. There is, however, this deviation from the tragic model, that there are frequently, in the same comedy, several choruses which sometimes are present together, singing in response, or at other times come on alternately and drop off, without the least general reference to each other. The most remarkable peculiarity, however, of the comic chorus is the Parabasis , an address to the spectators by the chorus, in the name, and as the representative of the poet, but having no connexion with the subject of the piece. Sometimes he enlarges on his own merits, and ridicules the pretensions of his rivals; at other times, availing himself of his right as an Athenian citizen, to speak on public affairs in every assembly of the people, he brings forward serious or ludicrous motions for the common good. The Parabasis must, strictly speaking, be considered as incongruous with the essence of dramatic representation; for in the drama the poet should always be behind his dramatic personages, who again ought to speak and act as if they were alone, and to take no perceptible notice of the spectators. Such intermixtures, therefore, destroy all tragic impression, but to the comic tone these intentional interruptions or intermezzos are welcome, even though they be in themselves more serious than the subject of the representation, because we are at such times unwilling to submit to the constraint of a mental occupation which must perforce be kept up, for then it would assume the appearance of a task or obligation. The Parabasis may partly have owed its invention to the circumstance of the comic poets not having such ample materials as the tragic, for filling up the intervals of the action when the stage was empty, by sympathising and enthusiastic odes. But it is, moreover, consistent with the essence of the Old Comedy, where not merely the subject, but the whole manner of treating it was sportive and jocular. The unlimited dominion of mirth and fun manifests itself even in this, that the dramatic form itself is not seriously adhered to, and that its laws are often suspended; just as in a droll disguise the masquerader sometimes ventures to lay aside the mask. The practice of throwing out allusions and hints to the pit is retained even in the comedy of the present day, and is often found to be attended with great success; although unconditionally reprobated by many critics. I shall afterwards examine how far, and in what departments of comedy, these allusions are admissible.
To sum up in a few words the aim and object of Tragedy and Comedy, we may observe, that as Tragedy, by painful emotions, elevates us to the most dignified views of humanity, being, in the words of Plato, "the imitation of the most beautiful and most excellent life;" Comedy, on the other hand, by its jocose and depreciatory view of all things, calls forth the most petulant hilarity.
LECTURE XII.
Aristophanes - His Character as an Artist - Description and Character of his remaining Works - A Scene, translated from the Acharnae, by way of Appendix.
Of the Old Comedy but one writer has come down to us, and we cannot, therefore, in forming an estimate of his merits, enforce it by a comparison with other masters. Aristophanes had many predecessors,
Magnes , Cratinus , Crates, and others; he was indeed one of the latest of this school, for he outlived the Old Comedy. We have no reason, however, to believe that we witness in him its decline, as we do that of Tragedy in the case of the last tragedian; in all probability the Old Comedy was still rising in perfection, and he himself one of its most finished authors. It was very different with the Old Comedy and with Tragedy; the latter died a natural, and the former a violent death. Tragedy ceased to exist, because that species of poetry seemed to be exhausted, because it was abandoned, and because no one was now able to rise to the pitch of its elevation. Comedy was deprived by the hand of power of that unrestrained freedom which was necessary to its existence. Horace, in a few words, informs us of this catastrophe: "After these (Thespis and Aeschylus) followed the Old Comedy, not without great merit; but its freedom degenerated into licentiousness, and into a violence which deserved to be checked by law. The law was enacted, and the Chorus sunk into disgraceful silence as soon as it was deprived of the right to injure." [Footnote:
Successit vetus his comedia, non sine multâ
Laude, sed in vitium libertas excidit, et vim
Dignam lege regi: lex est accepta: chorusque
Turpiter obticuit, sublato jure nocendi.] Towards the end of the Peloponnesian war, when a few individuals, in violation of the constitution, had assumed the supreme authority in Athens, a law was enacted, giving every person attacked by comic poets a remedy by law. Moreover, the introduction of real persons on the stage, or the use
Whatever is dignified, noble, and grand in human nature, admits only of a serious and earnest representation; for whoever attempts to represent it, feels himself, as it were, in the presence of a superior being, and is consequently awed and restrained by it. The comic poet, therefore, must divest his characters of all such qualities; he must place himself without the sphere of them; nay, even deny altogether their existence, and form an ideal of human nature the direct opposite of that of the tragedians, namely, as the odious and base. But as the tragic ideal is not a collective model of all possible virtues, so neither does this converse ideality consist in an aggregation, nowhere to be found in real life, of all moral enormities and marks of degeneracy, but rather in a dependence on the animal part of human nature, in that want of freedom and independence, that want of coherence, those inconsistencies of the inward man, in which all folly and infatuation originate.
The earnest ideal consists of the unity and harmonious blending of the sensual man with the mental, such as may be most clearly recognised in Sculpture, where the perfection of form is merely a symbol of mental perfection and the loftiest moral ideas, and where the body is wholly pervaded by soul, and spiritualized even to a glorious transfiguration. The merry or ludicrous ideal, on the other hand, consists in the perfect harmony and unison of the higher part of our nature with the animal as the ruling principle. Reason and understanding are represented as the voluntary slaves of the senses. Hence we shall find that the very principle of Comedy necessarily occasioned that which in Aristophanes has given so much offence; namely, his frequent allusions to the base necessities of the body, the wanton pictures of animal desire, which, in spite of all the restraints imposed on it by morality and decency, is always breaking loose before one can be aware of it. If we reflect a moment, we shall find that even in the present day, on our own stage, the infallible and inexhaustible source of the ludicrous is the same ungovernable impulses of sensuality in collision with higher duties; or cowardice, childish vanity, loquacity, gulosity, laziness, &c. Hence, in the weakness of old age, amorousness is the more laughable, as it is plain that it is not mere animal instinct, but that reason has only served to extend the dominion of the senses beyond their proper limits. In drunkenness, too, the real man places himself, in some degree, in the condition of the comic ideal.
The fact that the Old Comedy introduced living characters on the stage, by name and with all circumstantiality, must not mislead us to infer that they actually did represent certain definite individuals. For such historical characters in the Old Comedy have always an allegorical signification, and represent a class; and as their features were caricatures in the masks, so, in like manner, were their characters in the representation. But still this constant allusion to a proximate reality, which not only allowed the poet, in the character of the chorus, to converse with the public in a general way, but also to point the finger at certain individual spectators, was essential to this species of poetry. As Tragedy delights in harmonious unity, Comedy flourishes in a chaotic exuberance; it seeks out the most motley contrasts, and the unceasing play of cross purposes. It works up, therefore, the most singular, unheard-of, and even impossible incidents, with allusions to the well-known and special circumstances of the immediate locality and time.
The comic poet, as well as the tragic, transports his characters into an ideal element: not, however, into a world subjected to necessity, but one where the caprice of inventive wit rules without check or restraint, and where all the laws of reality are suspended. He is at liberty, therefore, to invent an action as arbitrary and fantastic as possible; it may even be unconnected and unreal, if only it be calculated to place a circle of comic incidents and characters in the most glaring light. In this last respect, the work should, nay, must, have a leading aim, or it will otherwise be in want of keeping ; and in this view also the comedies of Aristophanes may be considered as perfectly systematical. But then, to preserve the comic inspiration, this aim must be made a matter of diversion, and be concealed beneath a medley of all sorts of out-of-the- way matters. Comedy at its first commencement, namely, under the hands of its Doric founder, Epicharmus, borrowed its materials chiefly from the mythical world. Even in its maturity, to judge from the titles of many lost plays of Aristophanes and his contemporaries, it does not seem to have renounced this choice altogether, as at a later period, in the interval between the old and new comedy, it returned, for particular reasons, with a natural predilection to mythology. But as the contrast between the matter and form is here in its proper place, and nothing can be more thoroughly opposite to the ludicrous form of exhibition than the most important and serious concerns of men, public life and the state naturally became the peculiar subject-matter of the Old Comedy. It is, therefore, altogether political; and private and family life, beyond which the new never soars, was only introduced occasionally and indirectly, in so far as it might have a reference to public life. The Chorus is therefore essential to it, as being in some sort a representation of the public: it must by no means be considered as a mere accidental property, to be accounted for by the local origin of the Old Comedy; we may assign its existence to a more substantial reason - its necessity for a complete parody of the tragic form. It contributes also to the expression of that festal gladness of which Comedy was the most unrestrained effusion, for in all the national and religious festivals of the Greeks, choral songs, accompanied by dancing, were performed. The comic chorus transforms itself occasionally into such an expression of public joy, as, for instance, when the women who celebrate the Thesmophoriae in the piece that bears that name, in the midst of the most amusing drolleries, begin to chant their melodious hymn, just as in a real festival, in honour of the presiding gods. At these times we meet with such a display of sublime lyric poetry, that the passages may be transplanted into tragedy without any change or alteration whatever. There is, however, this deviation from the tragic model, that there are frequently, in the same comedy, several choruses which sometimes are present together, singing in response, or at other times come on alternately and drop off, without the least general reference to each other. The most remarkable peculiarity, however, of the comic chorus is the Parabasis , an address to the spectators by the chorus, in the name, and as the representative of the poet, but having no connexion with the subject of the piece. Sometimes he enlarges on his own merits, and ridicules the pretensions of his rivals; at other times, availing himself of his right as an Athenian citizen, to speak on public affairs in every assembly of the people, he brings forward serious or ludicrous motions for the common good. The Parabasis must, strictly speaking, be considered as incongruous with the essence of dramatic representation; for in the drama the poet should always be behind his dramatic personages, who again ought to speak and act as if they were alone, and to take no perceptible notice of the spectators. Such intermixtures, therefore, destroy all tragic impression, but to the comic tone these intentional interruptions or intermezzos are welcome, even though they be in themselves more serious than the subject of the representation, because we are at such times unwilling to submit to the constraint of a mental occupation which must perforce be kept up, for then it would assume the appearance of a task or obligation. The Parabasis may partly have owed its invention to the circumstance of the comic poets not having such ample materials as the tragic, for filling up the intervals of the action when the stage was empty, by sympathising and enthusiastic odes. But it is, moreover, consistent with the essence of the Old Comedy, where not merely the subject, but the whole manner of treating it was sportive and jocular. The unlimited dominion of mirth and fun manifests itself even in this, that the dramatic form itself is not seriously adhered to, and that its laws are often suspended; just as in a droll disguise the masquerader sometimes ventures to lay aside the mask. The practice of throwing out allusions and hints to the pit is retained even in the comedy of the present day, and is often found to be attended with great success; although unconditionally reprobated by many critics. I shall afterwards examine how far, and in what departments of comedy, these allusions are admissible.
To sum up in a few words the aim and object of Tragedy and Comedy, we may observe, that as Tragedy, by painful emotions, elevates us to the most dignified views of humanity, being, in the words of Plato, "the imitation of the most beautiful and most excellent life;" Comedy, on the other hand, by its jocose and depreciatory view of all things, calls forth the most petulant hilarity.
LECTURE XII.
Aristophanes - His Character as an Artist - Description and Character of his remaining Works - A Scene, translated from the Acharnae, by way of Appendix.
Of the Old Comedy but one writer has come down to us, and we cannot, therefore, in forming an estimate of his merits, enforce it by a comparison with other masters. Aristophanes had many predecessors,
Magnes , Cratinus , Crates, and others; he was indeed one of the latest of this school, for he outlived the Old Comedy. We have no reason, however, to believe that we witness in him its decline, as we do that of Tragedy in the case of the last tragedian; in all probability the Old Comedy was still rising in perfection, and he himself one of its most finished authors. It was very different with the Old Comedy and with Tragedy; the latter died a natural, and the former a violent death. Tragedy ceased to exist, because that species of poetry seemed to be exhausted, because it was abandoned, and because no one was now able to rise to the pitch of its elevation. Comedy was deprived by the hand of power of that unrestrained freedom which was necessary to its existence. Horace, in a few words, informs us of this catastrophe: "After these (Thespis and Aeschylus) followed the Old Comedy, not without great merit; but its freedom degenerated into licentiousness, and into a violence which deserved to be checked by law. The law was enacted, and the Chorus sunk into disgraceful silence as soon as it was deprived of the right to injure." [Footnote:
Successit vetus his comedia, non sine multâ
Laude, sed in vitium libertas excidit, et vim
Dignam lege regi: lex est accepta: chorusque
Turpiter obticuit, sublato jure nocendi.] Towards the end of the Peloponnesian war, when a few individuals, in violation of the constitution, had assumed the supreme authority in Athens, a law was enacted, giving every person attacked by comic poets a remedy by law. Moreover, the introduction of real persons on the stage, or the use
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