Lectures on Dramatic Art and Literature by August Wilhelm Schlegel (classic books to read TXT) 📖
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For authority is avowed with so little disguise as the first principle of the French critics, that this expression of literary heresy is quite current with them.
In so far as we have to raise a doubt of the unconditional authority of the rules followed by the old French tragic authors, of the pretended affinity between the spirit of their works and the spirit of the Greek tragedians, and of the indispensableness of many supposed proprieties, we find an ally in Voltaire. But in many other points he has, without examination, nay even unconsciously, adopted the maxims of his predecessors, and followed their practice. He is alike implicated with them in many opinions, which are perhaps founded more on national peculiarities than on human nature and the essence of tragic poetry in general. On this account we may include him in a common examination with them; for we are here concerned not with the execution of particular parts, but with the general principles of tragic art which reveal themselves in the shape of the works.
The consideration of the dramatic regularity for which these critics contend brings us back to the so-called Three Unities of Aristotle. We shall therefore examine the doctrine delivered by the Greek philosopher on this subject: how far the Greek tragedians knew or observed these rules; whether the French poets have in reality overcome the difficulty of observing them without the sacrifice of freedom and probability, or merely dexterously avoided it; and finally, whether the merit of this observance is actually so great and essential as it has been deemed, and does not rather entail the sacrifice of still more essential beauties.
There is, however, another aspect of French Tragedy from which it cannot appeal to the authority of the ancients: this is, the tying of poetry to a number of merely conventional proprieties. On this subject the French are far less clear than on that of the rules; for nations are not usually more capable of knowing and appreciating themselves than individuals are. It is, however, intimately connected with the spirit of French poetry in general, nay, rather of their whole literature and the very language itself. All this, in France, has been formed under the guardianship of society, and, in its progressive development, has uniformly been guided and determined by it - the guardianship of a society which zealously imitated the tone of the capital, which again took its direction from the reigning modes of a brilliant court. If, as there is indeed no difficulty in proving, such be really the case, we may easily conceive why French literature, of and since the age of Louis XIV., has been, and still is, so well received in the upper ranks of society and the fashionable world throughout Europe, whereas the body of the people, everywhere true to their own customs and manners, have never shown anything like a cordial liking for it. In this way, even in foreign countries, it again in some measure finds the place of its birth.
The far-famed Three Unities, which have given rise to a whole Iliad of critical wars, are the Unities of Action, Time, and Place.
The validity of the first is universally allowed, but the difficulty is to agree about its true meaning; and, I may add, that it is no easy matter to come to an understanding on the subject.
The Unities of Time and of Place are considered by some quite a subordinate matter, while others lay the greatest stress upon them, and affirm that out of the pale of them there is no safety for the dramatic poet. In France this zeal is not confined merely to the learned world, but seems to be shared by the whole nation in common. Every Frenchman who has sucked in his Boileau with his mother's milk, considers himself a born champion of the Dramatic Unities, much in the same way that the kings of England since Henry VIII. are hereditary Defenders of the Faith.
It is amusing enough to see Aristotle driven perforce to lend his name to these three Unities, whereas the only one of which he speaks with any degree of fulness is the first, the Unity of Action. With respect to the Unity of Time he merely throws out a vague hint; while of the Unity of Place he says not a syllable.
I do not, therefore, find myself in a polemical relation to Aristotle, for I by no means contest the Unity of Action properly understood: I only claim a greater latitude with respect to place and time for many species of the drama, nay, hold it essential to them. In order, however, that we may view the matter in its true light, I must first say a few words on the
Poetics of Aristotle, those few pages which have given rise to such voluminous commentaries.
It is well established that this treatise is merely a fragment, for it does not even touch upon many important matters. Several scholars have even been of opinion, that it is not a fragment of the true original, but of an abridgment which some one had made for his own improvement. On one point all philological critics are unanimous: namely, that the text is very much corrupted, and they have endeavoured to restore it by conjectural emendations. Its great obscurity is either expressly complained of by commentators, or substantiated by the fact, that all in turn reject the interpretations of their predecessors, while they cannot approve their own to those who succeed them.
Very different is it with the Rhetoric of Aristotle. It is undoubtedly genuine, perfect, and easily understood. But how does he there consider the oratorical art? As a sister of Logic: for as this produces conviction by its syllogism, so must Rhetoric in a kindred manner operate persuasion. This is about the same as to consider architecture simply as the art of building solidly and conveniently. This is, certainly, the first requisite, but a great deal more is still necessary before we can consider it as one of the fine arts. What we require of architecture is, that it should combine these essential objects of an edifice with beauty of plan and harmony of proportion, and give to the whole a correspondent impression. Now when we see how Aristotle, without allowing for imagination or feeling, has viewed oratory only on that side which is accessible to the understanding, and is subservient to an external aim, can it surprise us if that he has still less fathomed the mystery of poetry, that art which is absolved from every other aim but its own unconditional one of creating the beautiful by free invention and clothing it in suitable language? - Already have I had the hardihood to maintain this heresy, and hitherto I have seen no reason for retracting my opinion. Lessing thought otherwise. But what if Lessing, with his acute analytical criticism, split exactly on the same rock? This species of criticism is completely victorious when it exposes the contradictions for the understanding in works composed exclusively with the understanding; but it could hardly rise to the idea of a work of art created by the true genius.
The philosophical theory of the fine arts collectively was, as a distinct science, little cultivated among the ancients; of technical works on the several arts individually, in which the means of execution were alone considered, they had no lack. Were I to select a guide from among the ancient philosophers, it should undoubtedly be Plato, who acquired the idea of the beautiful not by dissection, which never can give it, but by intuitive inspiration, and in whose works the germs of a genuine Philosophy of Art, are every where scattered.
Let us now hear what Aristotle says on the Unity of Action.
"We affirm that Tragedy is the imitation of a perfect and entire action which has a certain magnitude: for there may be a whole without any magnitude whatever. Now a whole is what has a beginning, middle, and end. A beginning is that which is not necessarily after some other thing, but that which from its nature has something after it, or arising out of it. An end, on the other hand, is that which from its nature is after something else, either necessarily, or usually, but after which there is nothing, A middle, what is itself after some other thing, and after which also there is something. Hence poems which are properly composed must neither begin nor end accidentally, but according to the principles above laid down."
Strictly speaking, it is a contradiction in terms to say that a whole, which has parts, can be without magnitude. But Aristotle goes on to state, in explanation, that by "magnitude" as a requisition of beauty, he means, a certain measure which is neither so small as to preclude us from distinguishing its parts, nor so extensive as to prevent us from taking the whole in at one view. This is, therefore, merely an external definition of the beautiful, derived from experience, and founded on the quality of our organs of sense and our powers of comprehension. However, his application of it to the drama is remarkable. "It must have an extension, but such as may easily be taken in by the memory. The determination of the length according to the wants of the representation, does not come within the province of Art. With respect to the essence of the thing, the composition will be the more beautiful the more extensive it is without prejudice to its comprehensibility." This assertion would be highly favourable for the compositions of Shakspeare and of other romantic poets, who have included in one picture a more extensive circle of life, characters, and events, than is to be found in the simple Greek tragedy, if only we could show that they have given it the necessary unity, and such a magnitude as can be clearly taken in at a view, and this we have no hesitation in affirming to be actually the case.
In another place Aristotle requires the same unity of action from the epic as from the dramatic poet; he repeats the preceding definitions, and says that the poet must not resemble the historian, who relates contemporary events, although they have no bearing on one another. Here we have still a more express demand of that connexion of cause and effect between the represented events, which before, in his explanation of the parts of a whole, was at most implied. He admits, however, that the epic poet may take in a much greater number of events connected with one main action, since the narrative form enables him to describe many things as going on at the same time; on the other hand, the dramatic poet cannot represent several simultaneous actions, but only so much as is going on upon the stage, and the part which the persons who appear there take in one action. But what if a different construction of the scene, and a more skilful theatric perspective, should enable the dramatic poet, duly and without confusion, although in a more compressed space, to develope a fable not inferior in extent to the epic poem? Where would be the objection, if the only obstacle were the supposed impossibility?
This is nearly all that is to be found in the Poetics of Aristotle on Unity of Action. A short investigation will serve to show how very much these anatomical ideas, which have been stamped as rules, are below the essential requisites of poetry.
Unity of Action is required. What is action? Most critics pass over this point, as if it were self-evident In the higher, proper signification, action is an activity dependent on the will of man. Its unity will consist in the direction towards a single
In so far as we have to raise a doubt of the unconditional authority of the rules followed by the old French tragic authors, of the pretended affinity between the spirit of their works and the spirit of the Greek tragedians, and of the indispensableness of many supposed proprieties, we find an ally in Voltaire. But in many other points he has, without examination, nay even unconsciously, adopted the maxims of his predecessors, and followed their practice. He is alike implicated with them in many opinions, which are perhaps founded more on national peculiarities than on human nature and the essence of tragic poetry in general. On this account we may include him in a common examination with them; for we are here concerned not with the execution of particular parts, but with the general principles of tragic art which reveal themselves in the shape of the works.
The consideration of the dramatic regularity for which these critics contend brings us back to the so-called Three Unities of Aristotle. We shall therefore examine the doctrine delivered by the Greek philosopher on this subject: how far the Greek tragedians knew or observed these rules; whether the French poets have in reality overcome the difficulty of observing them without the sacrifice of freedom and probability, or merely dexterously avoided it; and finally, whether the merit of this observance is actually so great and essential as it has been deemed, and does not rather entail the sacrifice of still more essential beauties.
There is, however, another aspect of French Tragedy from which it cannot appeal to the authority of the ancients: this is, the tying of poetry to a number of merely conventional proprieties. On this subject the French are far less clear than on that of the rules; for nations are not usually more capable of knowing and appreciating themselves than individuals are. It is, however, intimately connected with the spirit of French poetry in general, nay, rather of their whole literature and the very language itself. All this, in France, has been formed under the guardianship of society, and, in its progressive development, has uniformly been guided and determined by it - the guardianship of a society which zealously imitated the tone of the capital, which again took its direction from the reigning modes of a brilliant court. If, as there is indeed no difficulty in proving, such be really the case, we may easily conceive why French literature, of and since the age of Louis XIV., has been, and still is, so well received in the upper ranks of society and the fashionable world throughout Europe, whereas the body of the people, everywhere true to their own customs and manners, have never shown anything like a cordial liking for it. In this way, even in foreign countries, it again in some measure finds the place of its birth.
The far-famed Three Unities, which have given rise to a whole Iliad of critical wars, are the Unities of Action, Time, and Place.
The validity of the first is universally allowed, but the difficulty is to agree about its true meaning; and, I may add, that it is no easy matter to come to an understanding on the subject.
The Unities of Time and of Place are considered by some quite a subordinate matter, while others lay the greatest stress upon them, and affirm that out of the pale of them there is no safety for the dramatic poet. In France this zeal is not confined merely to the learned world, but seems to be shared by the whole nation in common. Every Frenchman who has sucked in his Boileau with his mother's milk, considers himself a born champion of the Dramatic Unities, much in the same way that the kings of England since Henry VIII. are hereditary Defenders of the Faith.
It is amusing enough to see Aristotle driven perforce to lend his name to these three Unities, whereas the only one of which he speaks with any degree of fulness is the first, the Unity of Action. With respect to the Unity of Time he merely throws out a vague hint; while of the Unity of Place he says not a syllable.
I do not, therefore, find myself in a polemical relation to Aristotle, for I by no means contest the Unity of Action properly understood: I only claim a greater latitude with respect to place and time for many species of the drama, nay, hold it essential to them. In order, however, that we may view the matter in its true light, I must first say a few words on the
Poetics of Aristotle, those few pages which have given rise to such voluminous commentaries.
It is well established that this treatise is merely a fragment, for it does not even touch upon many important matters. Several scholars have even been of opinion, that it is not a fragment of the true original, but of an abridgment which some one had made for his own improvement. On one point all philological critics are unanimous: namely, that the text is very much corrupted, and they have endeavoured to restore it by conjectural emendations. Its great obscurity is either expressly complained of by commentators, or substantiated by the fact, that all in turn reject the interpretations of their predecessors, while they cannot approve their own to those who succeed them.
Very different is it with the Rhetoric of Aristotle. It is undoubtedly genuine, perfect, and easily understood. But how does he there consider the oratorical art? As a sister of Logic: for as this produces conviction by its syllogism, so must Rhetoric in a kindred manner operate persuasion. This is about the same as to consider architecture simply as the art of building solidly and conveniently. This is, certainly, the first requisite, but a great deal more is still necessary before we can consider it as one of the fine arts. What we require of architecture is, that it should combine these essential objects of an edifice with beauty of plan and harmony of proportion, and give to the whole a correspondent impression. Now when we see how Aristotle, without allowing for imagination or feeling, has viewed oratory only on that side which is accessible to the understanding, and is subservient to an external aim, can it surprise us if that he has still less fathomed the mystery of poetry, that art which is absolved from every other aim but its own unconditional one of creating the beautiful by free invention and clothing it in suitable language? - Already have I had the hardihood to maintain this heresy, and hitherto I have seen no reason for retracting my opinion. Lessing thought otherwise. But what if Lessing, with his acute analytical criticism, split exactly on the same rock? This species of criticism is completely victorious when it exposes the contradictions for the understanding in works composed exclusively with the understanding; but it could hardly rise to the idea of a work of art created by the true genius.
The philosophical theory of the fine arts collectively was, as a distinct science, little cultivated among the ancients; of technical works on the several arts individually, in which the means of execution were alone considered, they had no lack. Were I to select a guide from among the ancient philosophers, it should undoubtedly be Plato, who acquired the idea of the beautiful not by dissection, which never can give it, but by intuitive inspiration, and in whose works the germs of a genuine Philosophy of Art, are every where scattered.
Let us now hear what Aristotle says on the Unity of Action.
"We affirm that Tragedy is the imitation of a perfect and entire action which has a certain magnitude: for there may be a whole without any magnitude whatever. Now a whole is what has a beginning, middle, and end. A beginning is that which is not necessarily after some other thing, but that which from its nature has something after it, or arising out of it. An end, on the other hand, is that which from its nature is after something else, either necessarily, or usually, but after which there is nothing, A middle, what is itself after some other thing, and after which also there is something. Hence poems which are properly composed must neither begin nor end accidentally, but according to the principles above laid down."
Strictly speaking, it is a contradiction in terms to say that a whole, which has parts, can be without magnitude. But Aristotle goes on to state, in explanation, that by "magnitude" as a requisition of beauty, he means, a certain measure which is neither so small as to preclude us from distinguishing its parts, nor so extensive as to prevent us from taking the whole in at one view. This is, therefore, merely an external definition of the beautiful, derived from experience, and founded on the quality of our organs of sense and our powers of comprehension. However, his application of it to the drama is remarkable. "It must have an extension, but such as may easily be taken in by the memory. The determination of the length according to the wants of the representation, does not come within the province of Art. With respect to the essence of the thing, the composition will be the more beautiful the more extensive it is without prejudice to its comprehensibility." This assertion would be highly favourable for the compositions of Shakspeare and of other romantic poets, who have included in one picture a more extensive circle of life, characters, and events, than is to be found in the simple Greek tragedy, if only we could show that they have given it the necessary unity, and such a magnitude as can be clearly taken in at a view, and this we have no hesitation in affirming to be actually the case.
In another place Aristotle requires the same unity of action from the epic as from the dramatic poet; he repeats the preceding definitions, and says that the poet must not resemble the historian, who relates contemporary events, although they have no bearing on one another. Here we have still a more express demand of that connexion of cause and effect between the represented events, which before, in his explanation of the parts of a whole, was at most implied. He admits, however, that the epic poet may take in a much greater number of events connected with one main action, since the narrative form enables him to describe many things as going on at the same time; on the other hand, the dramatic poet cannot represent several simultaneous actions, but only so much as is going on upon the stage, and the part which the persons who appear there take in one action. But what if a different construction of the scene, and a more skilful theatric perspective, should enable the dramatic poet, duly and without confusion, although in a more compressed space, to develope a fable not inferior in extent to the epic poem? Where would be the objection, if the only obstacle were the supposed impossibility?
This is nearly all that is to be found in the Poetics of Aristotle on Unity of Action. A short investigation will serve to show how very much these anatomical ideas, which have been stamped as rules, are below the essential requisites of poetry.
Unity of Action is required. What is action? Most critics pass over this point, as if it were self-evident In the higher, proper signification, action is an activity dependent on the will of man. Its unity will consist in the direction towards a single
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