Lectures on Dramatic Art and Literature by August Wilhelm Schlegel (classic books to read TXT) 📖

end; and to its completeness belongs all that lies between the first determination and the execution of the deed.

This idea of action is applicable to many tragedies of the ancients (for instance, Orestes' murder of his mother, Oedipus' determination to discover and punish the murderer of Laius), but by no means to all; still less does it apply to the greater part of modern tragedies, at least if the action is to be sought in the principal characters. What comes to pass through them, and proceeds with them, has frequently no more connexion with a voluntary determination, than a ship's striking on a rock in a storm. But further, in the term action, as understood by the ancients, we must include the resolution to bear the consequences of the deed with heroic magnanimity, and the execution of this determination will belong to its completion. The pious resolve of Antigone to perform the last duties to her unburied brother is soon executed and without difficulty; but genuineness, on which alone rests its claim to be a fit subject for a tragedy, is only subsequently proved when, without repentance, and without any symptoms of weakness, she suffers death as its penalty. And to take an example from quite a different sphere, is not Shakspeare's Julius Caesar , as respects the action, constructed on the same principle? Brutus is the hero of the piece; the completion of his great resolve does not consist in the mere assassination of Caesar (an action ambiguous in itself, and of which the motives might have been ambition and jealousy), but in this, that he proves himself the pure champion of Roman liberty, by the calm sacrifice of his amiable life.

Farther, there could be no complication of the plot without opposition, and this arises mostly out of the contradictory motives and views of the acting personages. If, therefore, we limit the notion of an action to the determination and the deed, then we shall, in most cases, have two or three actions in a single tragedy. Which now is the principal action? Every person thinks his own the most important, for every man is his own central point. Creon's determination to maintain his kingly authority, by punishing the burial of Polynices with death, is equally fixed with Antigone's determination, equally important, and, as we see at the end, not less dangerous, as it draws after it the ruin of his whole house. It may be perhaps urged that the merely negative determination is to be considered simply as the complement of the affirmative. But what if each determines on something not exactly opposite, but altogether different? In the Andromache of Bacine, Orestes wishes to move Hermione to return his love; Hermione is resolved to compel Pyrrhus to marry her, or she will be revenged on him; Pyrrhus wishes to be rid of Hermione, and to be united to Andromache; Andromache is desirous of saving her son, and at the same time remaining true to the memory of her husband. Yet nobody ever questioned the unity of this piece, as the whole has a common connexion, and ends with one common catastrophe. But which of the actions of the four persons is the main action? In strength of passion, their endeavours are pretty nearly equal - in all the whole happiness of life is at stake; the action of Andromache has, however, the advantage in moral dignity, and Racine was therefore perfectly right in naming the piece after her.

We see here a new condition in the notion of action, namely, the reference to the idea of moral liberty, by which alone man is considered as the original author of his own resolutions. For, considered within the province of experience, the resolution, as the beginning of action, is not a cause merely, but is also an effect of antecedent motives. It was in this reference to a higher idea, that we previously found the unity and wholeness of Tragedy in the sense of the ancients; namely, its absolute beginning is the assertion of Free-will, and the acknowledgment of Necessity its absolute end. But we consider ourselves justified in affirming that Aristotle was altogether a stranger to this view; he nowhere speaks of the idea of Destiny as essential to Tragedy. In fact, we must not expect from him a strict idea of action as a resolution and deed. He says somewhere - "The extent of a tragedy is always sufficiently great, if, by a series of probable or necessary consequences, a reverse from adversity to prosperity, or from happiness to misery, is brought about." It is evident, therefore, that he, like all the moderns, understood by
action something merely that takes place. This action, according to him, must have beginning, middle, and end, and consequently consist of a plurality of connected events. But where are the limits of this plurality? Is not the concatenation of causes and effects, backwards and forwards, without end? and may we then, with equal propriety, begin and break off wherever we please? In this province, can there be either beginning or end, corresponding to Aristotle's very accurate definition of these notions? Completeness would therefore be altogether impossible. If, however, for the unity of a plurality of events nothing more is requisite than casual connexion, then this rule is indefinite in the extreme, and the unity admits of being narrowed or enlarged at pleasure. For every series of incidents or actions, which are occasioned by each other, however much it be prolonged, may always be comprehended under a single point of view, and denoted by a single name. When Calderon in a single drama describes the conversion of Peru to Christianity, from its very beginning (that is, from the discovery of the country) down to its completion, and when nothing actually occurs in the piece which had not some influence on that event, does he not give us as much Unity in the above sense as the simplest Greek tragedy, which, however, the champions of Aristotle's rules will by no means allow?

Corneille was well aware of the difficulty of a proper definition of unity, as applicable to an inevitable plurality of subordinate actions; and in this way did he endeavour to get rid of it. "I assume," says he, "that in Comedy, Unity of Action consists in Unity of the Intrigue; that is, of the obstacles raised to the designs of the principal persons; and in Tragedy, in the unity of the danger, whether the hero sinks under, or extricates himself from it. By this, however, I do not mean to assert that several dangers in Tragedy, and several intrigues or obstacles in Comedy, may not be allowable, provided only that the personage falls necessarily from one into the other; for then the escape from the first danger does not make the action complete, for it draws a second after it, as also the clearing up of one intrigue does not place the acting persons at their ease, because it involves them in another."

In the first place the difference here assumed between tragic and comic Unity is altogether unessential. For the manner of putting the play together is not influenced by the circumstance, that the incidents in Tragedy are more serious, as affecting person and life; the embarrassment of the characters in Comedy when they cannot accomplish their design and intrigues, may equally be termed a danger. Corneille, like most others, refers all to the idea of connexion between cause and effect. No doubt when the principal persons, either by marriage or death, are set at rest, the drama comes to a close; but if nothing more is necessary to its Unity than the uninterrupted progress of an opposition, which serves to keep up the dramatic movement, simplicity will then come but poorly off: for, without violating this rule of Unity, we may go on to an almost endless accumulation of events, as in the Thousand and One Nights , where the thread of the story is never once broken.

De la Motte, a French author, who wrote against the Unities in general, would substitute for Unity of action, the Unity of interest . If the term be not confined to the interest in the destinies of some single personage, but is taken to mean in general the direction which the mind takes at the sight of an event, this explanation, so understood, seems most satisfactory and very near the truth.

But we should derive but little advantage from groping about empirically with the commentators on Aristotle. The idea of One and Whole is in no way whatever derived from experience, but arises out of the primary and spontaneous activity of the human mind. To account for the manner in which we in general arrive at this idea, and come to think of one and a whole, would require nothing short of a system of metaphysics.

The external sense perceives in objects only an indefinite plurality of distinguishable parts; the judgment, by which we comprehend these into an entire and perfect unity, is in all cases founded on a reference to a higher sphere of ideas. Thus, for example, the mechanical unity of a watch consists in its aim of measuring time; this aim, however, exists only for the understanding, and is neither visible to the eye, nor palpable to the touch: the organic unity of a plant or an animal consists in the idea of life; but the inward intuition of life, which, in itself uncorporeal, nevertheless manifests itself through the medium of the corporeal world, is brought by us to the observation of the individual living object, otherwise we could not obtain it from that object.

The separate parts of a work of art, and (to return to the question before us,) the separate parts, consequently, of a tragedy, must not be taken in by the eye and ear alone, but also comprehended by the understanding. Collectively, however, they are all subservient to one common aim, namely, to produce a joint impression on the mind. Here, therefore, as in the above examples, the Unity lies in a higher sphere, in the feeling or in the reference to ideas. This is all one; for the feeling, so far as it is not merely sensual and passive, is our sense, our organ for the Infinite, which forms itself into ideas for us.

Far, therefore, from rejecting the law of a perfect Unity in Tragedy as unnecessary, I require a deeper, more intrinsic, and more mysterious unity than that with which most critics are satisfied. This Unity I find in the tragical compositions of Shakspeare, in as great perfection as in those of Aeschylus and Sophocles; while, on the contrary, I do not find it in many of those tragedies which nevertheless are lauded as correct by the critics of the dissecting school.

Logical coherence, the causal connexion, I hold to be equally essential to Tragedy and every serious drama, because all the mental powers act and react upon each other, and if the Understanding be compelled to take a leap, Imagination and Feeling do not follow the composition with equal alacrity. But unfortunately the champions of what is called regularity have applied this rule with a degree of petty subtlety, which can have no other effect than that of cramping the poet, and rendering true excellence impossible.

We must not suppose that the order of sequences in a tragedy resembles a slender thread, of which we are every moment in anxious dread lest it should snap. This simile is by no means applicable, for it is admitted that a plurality of subordinate actions and interests is inevitable; but rather let us suppose it a mighty stream, which in its impetuous course overcomes many obstructions, and loses itself at last in the repose of the ocean.